Important Legal & Regulatory Information

Stockdale Securities Limited (Stockdale) is authorised and regulated by the Financial Conduct Authority (the FCA).

Risk Warnings and Terms and Conditions of Access to this Website

There are certain legal and regulatory limitations that apply to the information contained on this website and by reading this you are deemed to have read and understood this warning.

By accessing any of the pages on this website, you agree to be bound by the Terms below which may be amended without notice. Your continued use of this website after any changes will mean that you accept such changes. If you do not agree to these Terms, please do not access any pages of this website.

Intended Persons

The information contained on these pages is intended for persons who are UK residents for tax and investment purposes. In particular the information is not for distribution and under no circumstances is it to be considered as an offer or solicitation to deal in investments in any jurisdiction in which such offer, solicitation or distribution would be unlawful including, but not limited to, the United States of America.

Solicitation

This site and its contents are not intended as an offer or solicitation to buy or sell securities or any other specific investment or banking product, nor do they constitute a personal recommendation.

No information on this website should be construed as tax advice or investment advice on the suitability of any products or services of Stockdale.

Copyright

Unless indicated otherwise, all information and images are the property of Stockdale. Users of the website may print, copy, download or temporarily store information from this website for their personal use but all intellectual and other property information shall remain the property of Stockdale and no rights in it shall be transferred to users.

Accuracy

Stockdale believes that the information on this website is accurate at the date of publication but no warranty of accuracy is given and it may change the website at any time without notice and without obligation to update the information.

Communications

Telephone calls between you and Stockdale may be recorded.
E-mail messages may not be secure and may be intercepted by third parties. If you send to us an email containing confidential information about you, you agree that you do so at your own risk.

Governing Law

This website is governed by the laws of England and Wales. On accessing the website, you agree to submit to the exclusive jurisdiction of the English courts.

Privacy Notice

Please find below a link to our privacy notice which sets out how we collect and use your personal information, in accordance with the General Data Protection Regulation ((EU) 2016/679) (GDPR).

Privacy Notice

If you have any questions about our privacy notice or how we handle your personal information, please contact our DPO at theo.mefsut@stockdalesecurities.com.

MIFID II Reporting in accordance with Regulatory Technical Standards (RTS) 28.

In accordance with RTS 28, we are required to summarise and make public on an annual basis, the top five execution venues where we executed client orders. The Regulatory Reports provide data on the top five execution venues by trading volume, separated by Client Category and by Class of Instrument.

RTS28 and ART65.6 Report 2018b

Order Execution Policy

Please find below a link to our Order Execution Policy

Order Execution Policy